Why SOC 2 Depends on Risk-Based Security — And How It Aligns with NIST 800

SOC 2 is a leading compliance framework for service organizations — especially those offering software or cloud-based services. But despite its growing popularity, many teams misunderstand its intent. SOC 2 is not just a control checklist — it’s a framework that expects you to define, justify, and maintain a risk-informed security program.

SOC 2 Is Risk-Based by Design

The SOC 2 Trust Services Criteria (TSC) require you to define controls aligned to your business, environment, and risk. The criteria don’t dictate exact technical controls — they expect you to identify applicable risks and show how you’ve mitigated them.

This risk-first mindset aligns directly with the principles outlined in risk-based security. If you’re applying controls without a defensible risk model, your program won’t withstand scrutiny from auditors or customers.

How SOC 2 Aligns with NIST 800

While SOC 2 is an attestation framework (not a control catalog), many organizations use NIST 800-53 as a source of truth when designing or strengthening their internal controls. NIST provides maturity, granularity, and traceability — making it an ideal reference model when justifying your SOC 2 scope.

• NIST 800-30 helps inform your risk assessment methodology
• NIST 800-53 offers a mapped, tailored list of controls to support each SOC 2 criteria
• Both support defensibility during audits — especially as your program matures

Learn more about NIST alignment in our deep dive: Understanding NIST 800 for Custom Software.

The Danger of Checklist-Driven SOC 2 Programs

It’s tempting to grab a SOC 2 control spreadsheet and start filling it out — especially under deadline pressure. But without context, those controls may be irrelevant, misapplied, or weakly implemented. SOC 2 auditors look for more than coverage — they look for intent, fit, and risk alignment.

This is exactly why risk-based security can’t be done with a template.

Common Questions

• How do I prepare for SOC 2 as a SaaS company?
• Do SOC 2 and NIST 800 overlap?
• What’s the best way to define scope for a SOC 2 audit?